| Publisher |
Taxmann Publications Private Limited |
| ISBN-13 |
9789390712731 |
| ISBN-10 |
9789390712731 |
| Binding |
Paperback |
| Number of Pages |
324 Pages |
| Language |
(English) |
| Weight (grms) |
380 |
This book aims to create a common minimum knowledge benchmark for individual investment adviser or principal officer of a non-individual investment adviser, under SEBI (Investment Advisers) Regulations, 2013 and persons associated with investment advice.
The Present Publication is the August 2020 workbook version, published exclusively by Taxmann for NISM Certification Examination X-B [Investment Adviser (Level 2)], with the following noteworthy features:
Know the comprehensive financial planning in the context of households to apply the planning elements learnt in Level 1 Certification Examination
Understand the structure and performance of securities markets; importance of asset allocation and impact of the market movement on the assets performance
Know the practical aspect of product selection, portfolio construction, review and rebalancing based on clients need.
Know the compliance, operations and service elements in investment advice.
National Institute Of Securities Markets
National Institute of Securities Markets (NISM) is an educational institution established by the Securities and Exchange Board of India (SEBI), the securities market regulator, in 2006. The Institute was established in pursuant to the Union Finance Minister’s proposal, in his 2005-06 Budget Speech, to set up an institution ’for teaching and training intermediaries in the securities markets and promoting research’.
NISM is committed to its vision to lead, catalyze and deliver educational initiatives to enhance the quality of securities markets’. The Institute conducts a wide range of capacity building programmes in securities markets from basic financial literacy to full-time post-graduation programmes. The Institute’s six Schools of Excellence, viz., School for Certification of Intermediaries, School for Securities Education, School for Investor Education and Financial Literacy, School for Regulatory Studies and Supervision, School for Corporate Governance and School for Securities Information and Research upholds NISM’s vision and works in synergy towards professionalizing the markets. .
NISM is mandated by SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007 to conduct certification examinations and continuing professional education programs for associated persons engaged by an intermediary. NISM also conducts certification examinations for other regulators like IBBI and PFRDA. NISM’s certifications establish a single market-wide knowledge benchmark for different functions in the Indian securities market and enable the associated persons to advance their knowledge and skills.
National Institute Of Securities Markets
Taxmann Publications Private Limited